Tu, Hechang 屠和暢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CTI Capital Hong Kong Limited | Rep | Advising on securities | 2021-04-26 | Rep | Asset management | 2021-04-26 | Rep | Dealing in securities | 2021-04-26 |
2 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2015-07-17 | 2018-03-02 |
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