So, Hing Fai 蘇慶輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-07-20 | 2015-12-31 |
| 2 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-07-20 | 2015-12-31 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-02-19 | 2022-06-06 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-10-25 | 2022-06-06 | Rep | Advising on securities | 2020-04-09 | 2022-06-06 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-06-10 | 2024-04-19 | Rep | Dealing in futures contracts | 2022-06-10 | 2024-04-19 | Rep | Dealing in securities | 2022-06-10 | 2024-04-19 |
| 6 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2016-01-11 | 2017-08-20 | Rep | Advising on securities | 2017-04-25 | 2017-08-20 |
| 7 | Wilson International Capital Limited | Rep | Advising on corporate finance | 2017-09-13 | 2018-07-31 |
| 8 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2017-09-13 | 2018-07-31 | Rep | Dealing in securities | 2017-09-13 | 2018-07-31 |
| 9 | ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-12-14 | 2017-08-20 |
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