Li, Biying 李碧莹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-10-28 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-07-30 | |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-07-30 | Rep | Dealing in securities | 2021-07-30 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2018-11-13 | 2021-04-20 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2018-07-25 | 2021-04-20 | Rep | Dealing in securities | 2018-07-25 | 2021-04-20 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-07-20 | 2018-06-08 | Rep | Dealing in securities | 2015-07-20 | 2018-06-08 |
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