Hung, Rainky Ming Xi 洪銘緦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-07-22 | 2017-08-02 | Rep | Dealing in securities | 2015-07-22 | 2017-08-02 |
2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-08-04 | Rep | Advising on futures contracts | 2020-08-21 |
3 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-09-07 | |
4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-08-04 | Rep | Dealing in securities | 2020-08-04 |
5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-28 | 2020-07-06 |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-08-28 | 2020-07-06 | Rep | Advising on securities | 2019-10-16 | 2020-07-06 |
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