Xia, Tian (SFC:BFX031) 夏添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2015-07-22 | 2019-08-10 | Rep | Dealing in securities | 2015-07-22 | 2019-08-10 |
| 2 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2019-11-07 | 2021-10-02 |
| 3 | Ping An Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2019-12-11 | 2021-10-02 |
| 4 | Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2019-10-09 | 2020-03-27 |
| 5 | WEBULL SECURITIES LIMITED | Rep | Dealing in securities | 2022-10-13 | Rep | Advising on securities | 2023-07-11 | Rep | Dealing in futures contracts | 2023-10-31 |
| 6 | XinKong International Capital Limited | Rep | Advising on corporate finance | 2021-12-07 | 2022-08-12 | Rep | Dealing in securities | 2021-12-07 | 2022-08-12 |
| 7 | XinKong International Securities Limited | Rep | Dealing in securities | 2021-12-07 | 2022-08-12 | Rep | Advising on securities | 2021-12-23 | 2022-08-12 |
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