Yip, Shing Lam 葉盛霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAKIN CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-04-23 | |
| 2 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-03-16 | 2018-04-06 | Rep | Dealing in securities | 2018-03-16 | 2018-04-06 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2018-03-16 | 2018-04-06 |
| 4 | Nuada Limited | Rep | Advising on corporate finance | 2015-07-22 | 2018-01-31 |
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