Wu, Yinong 吳亦農
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Asset management | 2006-04-12 | 2006-08-08 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2006-09-01 | 2006-10-13 | Rep | Asset management | 2006-09-01 | 2008-06-28 | Rep | Advising on securities | 2006-09-01 | 2012-10-09 | RO | Advising on corporate finance | 2006-10-13 | 2012-10-09 |
| 3 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-04 | 2018-12-14 |
| 4 | Soochow Securities International Capital Limited | RO | Advising on corporate finance | 2013-07-19 | 2018-12-14 |
| 5 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-04-21 | Rep | Advising on securities | 2006-03-07 | Rep | Asset management | 2006-03-07 | RO | Advising on corporate finance | 2005-04-21 | 2006-08-08 |
| 6 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2006-04-12 | 2006-08-08 |
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