Law, Tsz Yan (SFC:BPM584) 羅梓甄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KAISER CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2023-02-01 | 2023-06-09 |
| 2 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-05-11 | 2023-06-09 |
| 3 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2020-05-11 | 2023-06-09 |
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