Zhao, Shengjie 趙聖捷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2021-10-21 | 2023-08-31 | Rep | Dealing in securities | 2021-10-21 | 2023-08-31 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2015-07-27 | 2017-09-02 | Rep | Dealing in securities | 2015-07-27 | 2017-09-02 |
| 3 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-12-04 | 2018-04-23 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-11-14 |
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