Hu, Tianyi (SFC:BFX650) 胡天一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-07-27 | 2018-10-31 | Rep | Dealing in securities | 2015-07-27 | 2018-10-31 |
2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-02-20 | |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-02-20 | Rep | Dealing in securities | 2019-02-20 |
4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-12-18 | 2019-01-18 | Rep | Advising on securities | 2018-12-18 | 2019-01-18 | Rep | Dealing in securities | 2018-12-18 | 2019-01-18 |
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