Lin, Yuen Ying 林琬凝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-07-27 | 2016-05-23 | AMPLE CAPITAL LIMITED | Rep | 2016-06-07 | 2018-07-14 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 2018-07-26 | 2021-09-05 | BOCI ASIA LIMITED | Rep | 2021-09-24 | 2021-11-29 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 2022-01-12 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2022-01-12 | |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2015-07-27 | 2016-05-23 | Alpha Financial Group Limited | Rep | 2016-06-07 | 2018-07-14 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 2018-07-26 | 2021-09-05 | BOCI ASIA LIMITED | Rep | 2021-09-24 | 2021-11-29 | BOCI SECURITIES LIMITED | Rep | 2021-09-24 | 2021-11-29 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 2022-01-12 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 2022-01-12 |
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