Liu, Yu (SFC:BFW672) 劉宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on securities | 2016-08-30 | 2017-09-27 |
| 2 | CMB International Asset Management Limited | Rep | Advising on securities | 2017-10-10 | 2021-06-04 | Rep | Asset management | 2017-10-10 | 2021-06-04 |
| 3 | First Seafront Asset Management Limited | Rep | Advising on securities | 2023-09-29 | 2023-11-14 | Rep | Asset management | 2023-09-29 | 2023-11-14 | Rep | Dealing in securities | 2023-09-29 | 2023-11-14 | RO | Advising on securities | 2023-11-14 | RO | Asset management | 2023-11-14 | RO | Dealing in securities | 2023-11-14 |
| 4 | FXG Asset Management Limited | Rep | Advising on securities | 2023-03-22 | 2023-09-18 | Rep | Asset management | 2023-03-22 | 2023-09-18 | Rep | Dealing in securities | 2023-03-22 | 2023-09-18 |
| 5 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2021-06-11 | 2023-02-24 | Rep | Asset management | 2021-06-11 | 2023-02-24 | Rep | Dealing in securities | 2021-06-25 | 2023-02-24 |
| 6 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2021-06-11 | 2023-02-24 | Rep | Dealing in securities | 2021-06-25 | 2023-02-24 |
| 7 | SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2015-07-27 | 2016-08-15 | Rep | Asset management | 2015-07-27 | 2016-08-15 |
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