Lee, Frances Ning Yee 李令儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DC Wealth Management (HK) Limited | Rep | Advising on securities | 2019-01-02 | 2019-01-25 | Rep | Asset management | 2019-01-02 | 2019-01-25 | RO | Advising on securities | 2019-01-25 | RO | Asset management | 2019-01-25 | RO | Dealing in securities | 2022-07-05 |
| 2 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-07-29 | 2016-04-06 | Rep | Asset management | 2015-07-29 | 2016-04-06 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-29 | 2016-04-06 |
| 4 | IDEG Asset Management (Hong Kong) Limited | RO | Advising on securities | 2017-10-23 | 2019-01-01 | RO | Asset management | 2017-10-23 | 2019-01-01 | RO | Dealing in securities | 2017-10-23 | 2019-01-01 |
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