Lee, Wai Ling (SFC:BFS692) 李慧玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Advising on securities | 2015-07-30 | 2018-08-16 | Rep | Dealing in securities | 2015-07-30 | 2018-08-16 | Rep | Asset management | 2017-08-07 | 2018-08-16 | RO | Advising on securities | 2018-08-16 | 2021-11-18 | RO | Asset management | 2018-08-16 | 2021-11-18 | RO | Dealing in securities | 2018-08-16 | 2021-11-18 |
| 2 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-08-16 | 2021-11-18 | RO | Asset management | 2018-08-16 | 2021-11-18 | RO | Dealing in securities | 2018-08-16 | 2021-11-18 |
| 3 | ONE Asset Management (HK) Company Limited | Rep | Advising on securities | 2022-01-14 | 2022-01-31 | Rep | Asset management | 2022-01-14 | 2022-01-31 | RO | Advising on securities | 2022-01-31 | RO | Asset management | 2022-01-31 |
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