Li, Colin Yi 李奕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-08-10 | 2023-06-30 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-08-18 | 2023-06-30 |
3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2020-08-10 | 2023-06-30 | Rep | Dealing in securities | 2020-08-10 | 2023-06-30 |
4 | KINGKEY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-05-18 | 2020-07-29 |
5 | KINGKEY SECURITIES GROUP LIMITED | Rep | Advising on securities | 2020-05-18 | 2020-07-29 | Rep | Dealing in securities | 2020-05-18 | 2020-07-29 |
6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-07-29 |
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