Chen, Cheng (SFC:BFY640) 陳誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-08-04 | 2019-06-21 | Rep | Advising on securities | 2015-08-04 | 2019-06-21 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2015-08-04 | 2019-06-21 | Rep | Dealing in securities | 2015-08-04 | 2019-06-21 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-07-16 | 2020-07-16 | Rep | Advising on securities | 2019-07-16 | 2020-07-16 | Rep | Dealing in securities | 2019-07-16 | 2020-07-16 | RO | Advising on corporate finance | 2020-07-16 | 2022-08-25 | RO | Advising on securities | 2020-07-16 | 2022-08-25 | RO | Dealing in securities | 2020-07-16 | 2022-08-25 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2022-09-08 | 2022-12-16 | Rep | Advising on securities | 2022-09-08 | 2022-12-16 | Rep | Dealing in securities | 2022-09-08 | 2022-12-16 | RO | Advising on corporate finance | 2022-12-16 | RO | Advising on securities | 2022-12-16 | RO | Dealing in securities | 2022-12-16 |
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