Li, Kai Wang 李啟宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Blackwell Global Asset Management Limited | Rep | Advising on futures contracts | 2018-08-07 | 2021-08-25 | Rep | Advising on securities | 2018-08-07 | 2021-08-25 |
| 2 | Blackwell Global Futures Limited | Rep | Dealing in futures contracts | 2018-01-11 | 2021-08-25 |
| 3 | Blackwell Global Securities Limited | Rep | Dealing in securities | 2018-08-02 | 2021-08-25 |
| 4 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2021-09-10 | 2024-03-27 |
| 5 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2021-12-07 | 2024-03-27 |
| 6 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2021-09-10 | 2024-03-27 |
| 7 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2021-09-10 | 2024-03-27 |
| 8 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2021-09-10 | 2024-03-27 | Rep | Dealing in securities | 2021-09-10 | 2024-03-27 |
| 9 | Hao Tian Asset Management Limited | Rep | Asset management | 2017-09-14 | 2017-11-09 |
| 10 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2016-11-09 | 2017-11-09 |
| 11 | HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2015-08-04 | 2015-12-31 |
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