Liu, Yan (SFC:BFR527) 劉艷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GT Asset & Portfolio Management Limited | Rep | Advising on securities | 2016-02-29 | 2017-01-31 | Rep | Dealing in securities | 2016-02-29 | 2017-01-31 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-08-04 | 2015-09-01 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2015-08-04 | 2015-09-01 |
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