Chen, Yuguo (SFC:BFY404) 陳宇果
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLAM Capital Limited | Rep | Advising on securities | 2020-03-12 | 2020-05-22 | Rep | Asset management | 2020-03-12 | 2020-05-22 | Rep | Dealing in securities | 2020-03-12 | 2020-05-22 | RO | Advising on securities | 2020-05-22 | 2020-06-26 | RO | Asset management | 2020-05-22 | 2020-06-26 | RO | Dealing in securities | 2020-05-22 | 2020-06-26 |
| 2 | MANGO FINANCIAL LIMITED | Rep | Advising on securities | 2015-08-04 | 2018-10-09 | Rep | Dealing in securities | 2015-08-04 | 2018-10-09 | Rep | Advising on corporate finance | 2016-07-07 | 2020-01-15 | Rep | Asset management | 2016-07-07 | 2020-01-15 | RO | Advising on securities | 2018-10-09 | 2020-01-15 | RO | Dealing in securities | 2018-10-09 | 2020-01-15 | Rep | Advising on corporate finance | 2020-09-02 | 2020-09-16 | Rep | Advising on securities | 2020-09-02 | 2020-09-16 | Rep | Asset management | 2020-09-02 | 2020-09-16 | Rep | Dealing in securities | 2020-09-02 | 2020-09-16 | RO | Advising on corporate finance | 2020-09-16 | RO | Advising on securities | 2020-09-16 | RO | Asset management | 2020-09-16 | RO | Dealing in securities | 2020-09-16 |
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