Siao, Ricky Li Gee 蕭立基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Penjing Asset Management (Asia) Limited | Rep | Advising on securities | 2022-07-26 | 2023-06-30 | Rep | Asset management | 2022-07-26 | 2023-06-30 | Rep | Dealing in securities | 2022-07-26 | 2023-06-30 |
| 2 | SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2015-08-04 | 2019-02-04 | Rep | Asset management | 2015-08-04 | 2019-02-04 | Rep | Dealing in securities | 2015-08-04 | 2019-02-04 | RO | Advising on securities | 2019-02-04 | 2022-06-30 | RO | Asset management | 2019-02-04 | 2022-06-30 | RO | Dealing in securities | 2019-02-04 | 2022-06-30 |
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