Yip, Ho Pak 葉浩柏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAYOU FUTURES (HK) COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-12-22 | 2017-04-30 |
| 2 | I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2015-08-06 | 2016-08-29 | Rep | Dealing in securities | 2015-08-06 | 2016-08-29 |
| 3 | SEEKERS MARKETS LIMITED | Rep | Dealing in securities | 2017-09-14 | 2018-07-14 |
| 4 | TAI FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2023-09-27 | |
| 5 | United Securities Limited (HK) | Rep | Dealing in securities | 2018-08-28 | 2019-06-25 | Rep | Advising on securities | 2018-09-04 | 2019-06-25 | RO | Advising on securities | 2019-06-25 | 2019-10-07 | RO | Dealing in securities | 2019-06-25 | 2019-10-07 |
| 6 | Wealth Link Securities Limited | Rep | Advising on securities | 2019-10-10 | 2019-10-25 | Rep | Dealing in securities | 2019-10-10 | 2019-10-25 | RO | Advising on securities | 2019-10-25 | 2022-09-29 | RO | Dealing in securities | 2019-10-25 | 2022-09-29 |
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