Tan, Thuan Shiah Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2015-08-06 | 2015-12-02 | Rep | Dealing in futures contracts | 2015-08-06 | 2023-07-18 | Rep | Asset management | 2015-12-02 | RO | Dealing in securities | 2015-12-02 | RO | Dealing in futures contracts | 2023-07-18 |
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