Petrie, Thomas (SFC:BFY856)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-08-07 | 2017-07-03 | Rep | Dealing in securities | 2015-08-07 | 2017-07-03 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-02-27 | Rep | Dealing in securities | 2023-02-27 |
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