Lau, Arthur Nicholas Tsz-Him 劉子謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Gateway Private Markets (HK) Limited | Rep | Asset management | 2023-09-26 | Rep | Dealing in securities | 2023-09-26 | 2024-01-31 | RO | Dealing in securities | 2024-01-31 |
| 2 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-25 | 2019-09-30 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2018-06-25 | 2019-09-30 |
| 4 | Templewater Hong Kong Limited | Rep | Advising on corporate finance | 2015-08-10 | 2017-11-30 | Rep | Dealing in securities | 2015-08-10 | 2017-11-30 |
| 5 | Yue Xiu Capital Limited | Rep | Advising on corporate finance | 2020-12-04 | 2022-07-01 |
| 6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-12-04 | 2022-07-01 |
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