Lu, Shiwei (SFC:BFZ179) 盧詩瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-08-10 | 2017-10-20 |
| 2 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2015-08-10 | 2017-10-20 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-08-10 | 2017-10-20 |
| 4 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2017-10-31 | 2020-10-04 |
| 5 | Arta Global Markets Limited | Rep | Dealing in securities | 2017-10-31 | 2020-10-04 |
| 6 | BaoQiao Partners Capital Limited | Rep | Dealing in securities | 2020-10-22 | 2021-07-30 |
| 7 | Innovest Securities Investment Limited | Rep | Dealing in securities | 2022-03-16 | 2022-07-01 |
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