Chen, Xi (SFC:BFZ506) 陳襲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2020-05-12 | 2022-03-21 | Rep | Dealing in securities | 2020-05-12 | 2022-03-21 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-01-17 | 2017-02-23 | Rep | Dealing in securities | 2017-01-17 | 2017-02-23 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2015-08-11 | 2016-05-16 | Rep | Advising on securities | 2015-08-11 | 2016-05-16 | Rep | Dealing in futures contracts | 2015-08-11 | 2016-05-16 | Rep | Dealing in securities | 2015-08-11 | 2016-05-16 |
| 4 | PIMCO Asia Limited | Rep | Dealing in securities | 2017-03-22 | 2018-04-27 |
| 5 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2022-06-27 | Rep | Dealing in securities | 2022-06-27 |
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