Ke, Ting 柯艇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2017-05-24 | 2021-10-31 | Rep | Asset management | 2017-05-24 | 2021-10-31 | Rep | Dealing in securities | 2017-05-24 | 2021-10-31 |
| 2 | Grit Securities Limited | RO | Dealing in securities | 2022-05-30 | 2023-03-22 |
| 3 | JINRUI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-12 | 2017-04-25 |
| 4 | JOINCAP CAPITAL LIMITED | Rep | Advising on securities | 2021-11-09 | 2022-01-18 | Rep | Asset management | 2021-11-09 | 2022-01-18 | RO | Advising on securities | 2022-01-18 | RO | Asset management | 2022-01-18 |
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