Chung, Hiu Mei 鍾曉薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-08-13 | 2016-01-13 |
| 2 | Forwin Capital Management Limited | Rep | Advising on securities | 2021-12-29 | 2022-03-07 | RO | Advising on securities | 2022-03-07 | 2022-10-17 | RO | Asset management | 2022-03-07 | 2022-10-17 |
| 3 | Forwin Securities Group Limited | Rep | Dealing in securities | 2021-12-29 | 2022-03-07 | RO | Dealing in securities | 2022-03-07 | 2022-10-17 |
| 4 | Growth Track Asset Management Limited | Rep | Asset management | 2017-02-27 | 2018-03-15 |
| 5 | GT CAPITAL LIMITED | Rep | Dealing in securities | 2016-01-25 | 2018-03-15 |
| 6 | orientiert International Markets Limited | Rep | Advising on securities | 2023-04-03 | 2023-04-17 | Rep | Asset management | 2023-04-03 | 2023-04-17 | Rep | Dealing in securities | 2023-04-03 | 2023-04-17 | RO | Advising on securities | 2023-04-17 | RO | Asset management | 2023-04-17 | RO | Dealing in securities | 2023-04-17 |
| 7 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2023-04-03 | 2023-04-17 | Rep | Asset management | 2023-04-03 | 2023-04-17 | Rep | Dealing in securities | 2023-04-03 | 2023-04-17 | RO | Advising on securities | 2023-04-17 | RO | Asset management | 2023-04-17 | RO | Dealing in securities | 2023-04-17 |
| 8 | Ruibang Securities Limited | Rep | Dealing in securities | 2018-03-15 | 2018-10-11 | RO | Dealing in securities | 2018-10-11 | 2021-10-18 | RO | Advising on securities | 2019-01-14 | 2021-10-18 |
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