Watanabe, Joji
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2015-08-14 | 2016-02-17 | Rep | Dealing in securities | 2015-08-14 | 2016-02-17 | Rep | Advising on futures contracts | 2015-08-14 | 2016-06-30 | Rep | Dealing in futures contracts | 2015-08-14 | 2016-06-30 | RO | Advising on securities | 2016-02-17 | 2016-06-30 | RO | Dealing in securities | 2016-02-17 | 2016-06-30 |
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