Li, Laiyin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2019-08-28 | |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-08-28 | Rep | Dealing in securities | 2019-08-28 | Rep | Automated trading services | 2019-08-28 | 2023-06-21 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-08-17 | 2019-05-17 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2015-08-17 | 2019-05-17 | Rep | Dealing in futures contracts | 2015-08-17 | 2019-05-17 | Rep | Dealing in securities | 2015-08-17 | 2019-05-17 |
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