Serfati, Stephane David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2015-08-18 | Rep | Dealing in futures contracts | 2015-08-18 | Rep | Advising on securities | 2015-08-18 | 2016-10-31 | Rep | Dealing in securities | 2015-08-18 | 2016-10-31 | Rep | Advising on securities | 2019-01-07 | 2020-08-19 | Rep | Dealing in securities | 2019-01-07 | 2020-08-19 |
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