Xiao, Qian (SFC:BGA973) 肖倩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-02-21 | |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-08-20 | 2017-04-18 | Rep | Advising on securities | 2023-10-04 | Rep | Dealing in securities | 2023-10-04 |
| 3 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2017-10-23 | 2018-01-25 | Rep | Advising on corporate finance | 2018-05-23 | 2019-06-27 |
| 4 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-10-23 | 2019-06-27 |
| 5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-08-01 | 2023-06-14 | Rep | Advising on securities | 2019-08-01 | 2023-06-14 | Rep | Dealing in securities | 2019-08-01 | 2023-06-14 |
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