Lau, Joanne Chung Yan (SFC:BPT331) 劉頌恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2020-06-05 | 2021-08-23 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2021-10-05 | Rep | Dealing in securities | 2021-10-18 | 2024-01-19 |
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