Chuang, Zoe Miin I 莊閔伊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2015-08-24 | 2017-09-01 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-08-24 | 2018-09-12 | Rep | Dealing in securities | 2017-10-10 | 2018-09-12 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-10-16 | 2021-05-10 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2018-10-08 | 2021-05-10 | Rep | Dealing in securities | 2018-10-08 | 2021-05-10 |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-08-16 | Rep | Dealing in securities | 2021-08-16 | Rep | Asset management | 2021-09-06 |
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