Kwok, Luk Pun 郭綠蘋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Asset management | 2015-08-24 | 2017-07-25 | Rep | Advising on securities | 2015-10-08 | 2017-07-25 | Rep | Dealing in securities | 2015-10-08 | 2017-07-25 |
| 2 | Robeco Hong Kong Limited | Rep | Advising on securities | 2019-03-18 | 2019-08-30 | Rep | Dealing in securities | 2019-03-18 | 2019-08-30 |
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