Rachit, Raj
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2021-08-20 | |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-10-09 | 2021-04-16 | Rep | Dealing in securities | 2019-10-09 | 2021-04-16 | Rep | Automated trading services | 2019-10-28 | 2020-05-13 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-08-24 | 2016-12-18 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-04-17 | 2015-04-24 | Rep | Dealing in securities | 2015-04-17 | 2015-04-24 | Rep | Dealing in futures contracts | 2015-08-24 | 2019-08-03 | Rep | Dealing in securities | 2015-08-24 | 2019-08-03 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-08-24 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2019-08-03 | Rep | Dealing in securities | 2016-12-19 | 2019-08-03 |
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