Liu, Kin Man (SFC:BGB550) 廖建文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2015-08-25 | 2016-04-23 |
| 2 | Gong Ping Securities Limited | Rep | Dealing in securities | 2015-08-25 | 2016-04-23 |
| 3 | GREAT BAY SECURITIES LIMITED | Rep | Advising on securities | 2023-03-10 | Rep | Asset management | 2023-03-10 | Rep | Dealing in securities | 2023-03-10 |
| 4 | JINRUI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-06-20 | 2021-06-02 |
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