Lam, Chi Yip 林志業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2015-11-09 | 2019-06-30 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-08-25 | 2019-06-30 | Rep | Advising on securities | 2018-09-10 | 2019-06-30 |
| 3 | Jone Portman Limited | RO | Advising on futures contracts | 2023-04-19 | RO | Dealing in futures contracts | 2023-04-19 | RO | Advising on securities | 2023-07-18 | RO | Asset management | 2023-07-18 | RO | Dealing in securities | 2023-07-18 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2019-08-21 | 2022-06-30 | Rep | Advising on securities | 2019-11-05 | 2022-06-30 |
| 5 | KGI Asset Management Limited | Rep | Asset management | 2019-08-21 | 2022-06-30 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-08-21 | 2022-06-30 | Rep | Advising on futures contracts | 2019-11-05 | 2022-06-30 |
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