Shu, Liangfeng 舒良峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADVENT CORPORATE FINANCE LIMITED (GBEN) | Rep | Advising on corporate finance | 2019-05-06 | 2020-04-30 |
| 2 | Apastron Capital Limited | Rep | Advising on corporate finance | 2017-10-06 | 2019-01-31 | Rep | Dealing in securities | 2017-10-06 | 2019-01-31 |
| 3 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-02-18 | Rep | Dealing in securities | 2021-02-18 |
| 4 | CHINA EASE INVESTMENT LIMITED | Rep | Advising on securities | 2019-02-19 | 2019-04-09 | Rep | Asset management | 2019-02-19 | 2019-04-09 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-08-23 | 2017-09-20 | Rep | Dealing in securities | 2016-08-23 | 2017-09-20 |
| 6 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-08-25 | 2016-08-05 | Rep | Advising on futures contracts | 2016-03-02 | 2016-08-05 |
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