Zhu, Diyi 朱迪奕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-26 | 2016-12-20 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2017-01-06 | 2017-09-14 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2017-10-04 | 2021-01-05 | Rep | Advising on securities | 2017-10-04 | 2021-01-05 | Rep | Asset management | 2017-10-04 | 2021-01-05 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2017-10-04 | 2020-12-09 | Rep | Advising on securities | 2017-10-04 | 2020-12-09 | Rep | Asset management | 2017-10-04 | 2020-12-09 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2017-10-04 | 2021-01-05 | Rep | Asset management | 2017-10-04 | 2021-01-05 | Rep | Dealing in securities | 2017-10-04 | 2021-01-05 |
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