Chong, Sheung Tat 莊湘達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2017-06-12 | 2019-02-25 | Rep | Asset management | 2017-06-12 | 2019-02-25 | Rep | Dealing in securities | 2017-06-12 | 2019-02-25 |
| 2 | BMI Securities Limited | Rep | Dealing in securities | 2017-02-08 | 2019-02-25 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-26 | 2017-01-24 |
| 4 | Interactive Brokers Hong Kong Limited | Rep | Dealing in securities | 2019-03-19 | 2020-11-21 | Rep | Dealing in futures contracts | 2019-04-23 | 2020-11-21 | Rep | Leveraged foreign exchange trading | 2019-08-16 | 2020-11-21 |
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