Ho, Yui Him 何銳謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2017-12-15 | 2019-05-03 | Safari Asia Limited | Rep | 2019-05-24 | 2019-06-13 | Safari Asia Limited | RO | 2019-06-13 | 2019-08-05 | CHIEF SECURITIES LIMITED | Rep | 2019-08-29 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Asset management | 2023-06-26 | |
| 3 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-03-14 | 2019-05-03 | CHIEF COMMODITIES LIMITED | Rep | 2019-10-10 |
| 4 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-26 | 2019-05-03 | Look's Securities Limited | Rep | 2019-05-24 | 2019-06-13 | Look's Securities Limited | RO | 2019-06-13 | 2019-08-05 | CHIEF SECURITIES LIMITED | Rep | 2019-08-29 |
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