Law, Tsz Shing 羅子成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-06-25 | 2022-04-11 | Rep | Dealing in securities | 2021-06-25 | 2022-04-11 | Rep | Advising on securities | 2021-12-07 | 2022-04-11 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-26 | 2017-01-21 |
| 3 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-07-05 | 2021-06-11 |
| 4 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2017-07-05 | 2021-06-11 |
| 5 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2022-05-26 | 2022-11-02 | RO | Dealing in securities | 2022-11-02 |
| 6 | Zhongrong International Futures Co., Limited | Rep | Dealing in futures contracts | 2017-02-07 | 2017-06-09 |
| 7 | Zhongrong International Securities Company Limited | Rep | Dealing in securities | 2017-02-07 | 2017-06-09 |
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