Law, Tsz Shing 羅子成

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHIEF SECURITIES LIMITED Rep Dealing in securities 2015-08-26 2017-01-21
2 Zhongrong International Futures Co., Limited Rep Dealing in futures contracts 2017-02-07 2017-06-09
3 Zhongrong International Securities Company Limited Rep Dealing in securities 2017-02-07 2017-06-09
4 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2017-07-05 2021-06-11
5 SHANXI SECURITIES INTERNATIONAL LIMITED Rep Dealing in securities 2017-07-05 2021-06-11
6 BETA INTERNATIONAL SECURITIES LIMITED Rep Dealing in futures contracts 2021-06-25 2022-04-11
7 BETA INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2021-06-25 2022-04-11
8 BETA INTERNATIONAL SECURITIES LIMITED Rep Advising on securities 2021-12-07 2022-04-11
9 Taiping Securities (HK) Co Limited Rep Dealing in securities 2022-05-26 2022-11-02
10 Taiping Securities (HK) Co Limited RO Dealing in securities 2022-11-02

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