Chau, Wai Kin (SFC:BGB955) 鄒偉健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-16 | 2023-07-31 | Rep | Advising on securities | 2020-07-06 | 2023-07-31 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-08-27 | 2017-09-22 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-08-27 | 2017-09-22 |
| 4 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-09-04 | Rep | Dealing in securities | 2023-09-04 |
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