Hao, Chen (SFC:BGB965) 郝辰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2015-08-27 | 2016-11-14 |
| 2 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2015-08-27 | 2016-11-14 | Rep | Dealing in securities | 2015-08-27 | 2016-11-14 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2019-05-06 | Rep | Advising on securities | 2019-05-06 | Rep | Dealing in securities | 2019-05-06 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-11-28 | 2019-04-02 | Rep | Advising on securities | 2016-11-28 | 2019-04-02 | Rep | Dealing in securities | 2016-11-28 | 2019-04-02 |
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