Ng, Ka Ming (SFC:BFY421) 吳家明

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2015-08-31 2021-04-09
2 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2015-08-31 2021-04-09
3 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Dealing in futures contracts 2022-03-16
Rep Dealing in securities 2022-03-16

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