Ngan, Chiu Wai 顏招偉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2021-02-09 2022-05-27
Rep Advising on securities 2021-04-23 2022-05-27
2 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2021-02-09 2022-05-27
3 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2015-08-31 2021-01-30
4 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2015-08-31 2021-01-30

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