Cao, Lai 曹蕾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2017-10-23 | 2024-06-01 | Rep | Asset management | 2017-10-23 | 2024-06-01 | Rep | Dealing in securities | 2017-10-23 | 2024-06-01 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-07-28 | 2017-09-12 | Rep | Advising on securities | 2017-07-28 | 2017-09-12 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2017-07-28 | 2017-09-12 | Rep | Dealing in securities | 2017-07-28 | 2017-09-12 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-08-31 | 2017-06-12 | Rep | Advising on securities | 2015-08-31 | 2017-06-12 | Rep | Dealing in securities | 2015-08-31 | 2017-06-12 |
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