Shan, Ling (SFC:BGB366) 單灵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-09-07 | 2021-04-14 | Rep | Advising on securities | 2017-09-07 | 2021-04-14 | Rep | Dealing in securities | 2017-09-07 | 2021-04-14 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2021-05-03 | Rep | Advising on securities | 2021-05-03 | Rep | Dealing in securities | 2021-05-03 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2021-05-03 | 2024-02-26 | Rep | Advising on securities | 2021-05-03 | 2024-02-26 | Rep | Dealing in securities | 2021-05-03 | 2024-02-26 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-08-31 | 2017-07-03 | Rep | Advising on securities | 2015-08-31 | 2017-07-03 | Rep | Dealing in securities | 2015-08-31 | 2017-07-03 |
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